Standards of Business Conduct

As holders of the Certified Financial Planner™ or CFP® certification, our financial advisors adhere to the Code of Ethics and Professional Responsibility established by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). As Certified Financial Planner™ professionals, we:

• Provide professional services with integrity.
• Provide professional services objectively.
• Maintain the knowledge and skill necessary to provide professional services competently.
• Are fair and reasonable in all professional relationships.
• Disclose conflicts of interest.
• Protect the confidentiality of all client information.
• Act in a manner that demonstrates exemplary professional conduct.
• Provide professional services diligently. 

(This language is from CFP Board’s website.  Read the code in its entirety.)

As a Securities Exchange Commission Registered Investment Advisory firm (RIA), Pettinga Financial must operate as a fiduciary of your personal financial matters. This means we always put you first and manage potential conflicts of interest in the best interests of our clients.